Home > Business and Economics > Finance and accounting > Finance and the finance industry > CFA Program Curriculum 2020 Level III, Volumes 1 - 6, Box Set: (CFA Curriculum 2020)
35%
CFA Program Curriculum 2020 Level III, Volumes 1 - 6, Box Set: (CFA Curriculum 2020)

CFA Program Curriculum 2020 Level III, Volumes 1 - 6, Box Set: (CFA Curriculum 2020)

          
5
4
3
2
1

Out of Stock


Premium quality
Premium quality
Bookswagon upholds the quality by delivering untarnished books. Quality, services and satisfaction are everything for us!
Easy Return
Easy return
Not satisfied with this product! Keep it in original condition and packaging to avail easy return policy.
Certified product
Certified product
First impression is the last impression! Address the book’s certification page, ISBN, publisher’s name, copyright page and print quality.
Secure Checkout
Secure checkout
Security at its finest! Login, browse, purchase and pay, every step is safe and secured.
Money back guarantee
Money-back guarantee:
It’s all about customers! For any kind of bad experience with the product, get your actual amount back after returning the product.
On time delivery
On-time delivery
At your doorstep on time! Get this book delivered without any delay.
Notify me when this book is in stock
Add to Wishlist

About the Book

All CFA® Program exams through November 2021 will reflect the 2020 curriculum. Purchase your copy and begin studying for Level III now! The CFA® Program Curriculum 2020 Level III Box Set provides candidates and other motivated investment professionals with the official curriculum tested on the Level III CFA exam. This box set covers all the content Chartered Financial Analyst® candidates are expected to know for the Level III exam, including essential instruction on the 10 core topics in the Candidate Body of Knowledge (CBOK). The Level III CFA® Program Curriculum is designed to help candidates synthesize the skills explored in Levels I and II, so you can develop a detailed, professional response to a variety of real-world scenarios analysts face in the industry. Successful Level III CFA® candidates will be able to facilitate effective portfolio and wealth management strategies using the content covered in this set. The CFA® Program Curriculum 2020 Level III Box Set provides a rigorous treatment of portfolio management and is organized into individual study sessions with clearly defined Learning Outcome Statements. You will: Master essential portfolio management and compliance topics Synthesize your understanding into professional guidance Reinforce your grasp of complex analysis and valuation Apply ethical and professional standards in the context of real-world cases Perfect for anyone considering the CFA® designation or currently preparing for a 2021 exam window, the 2020 Level III Box Set is a must-have resource for applying the skills required to become a Chartered Financial Analyst®.

Table of Contents:
How to Use the CFA Program Curriculum vii Curriculum Development Process vii Organization of the Curriculum viii Features of the Curriculum viii Designing Your Personal Study Program ix Feedback xi Ethical and Professional Standards Study Session 1 Ethical and Professional Standards (1) 3 Reading 1 Code of Ethics and Standards of Professional Conduct 5 Preface 5 Evolution of the CFA Institute Code of Ethics and Standards of Professional Conduct 6 Standards of Practice Handbook 6 Summary of Changes in the Eleventh Edition 7 CFA Institute Professional Conduct Program 9 Adoption of the Code and Standards 10 Acknowledgments 10 Ethics and the Investment Industry 11 Why Ethics Matters 11 CFA Institute Code of Ethics and Standards of Professional Conduct 15 Preamble 15 The Code of Ethics 15 Standards of Professional Conduct 16 Reading 2 Guidance for Standards I–VII 21 Standard I: Professionalism 21 Standard I(A) Knowledge of the Law 21 Guidance 21 Recommended Procedures for Compliance 26 Application of the Standard 27 Standard I(B) Independence and Objectivity 30 Guidance 30 Recommended Procedures for Compliance 35 Application of the Standard 36 Standard I(C) Misrepresentation 43 Guidance 43 Recommended Procedures for Compliance 46 Application of the Standard 48 Standard I(D) Misconduct 53 Guidance 53 Recommended Procedures for Compliance 54 Application of the Standard 54 Standard II: Integrity of Capital Markets 56 Standard II(A) Material Nonpublic Information 56 Guidance 56 Recommended Procedures for Compliance 60 Application of the Standard 63 Standard II(B) Market Manipulation 68 Guidance 68 Application of the Standard 69 Standard III: Duties to Clients 73 Standard III(A) Loyalty, Prudence, and Care 73 Guidance 73 Recommended Procedures for Compliance 77 Application of the Standard 78 Standard III(B) Fair Dealing 82 Guidance 82 Recommended Procedures for Compliance 84 Application of the Standard 86 Standard III(C) Suitability 90 Guidance 90 Recommended Procedures for Compliance 93 Application of the Standard 94 Standard III(D) Performance Presentation 97 Guidance 97 Recommended Procedures for Compliance 98 Application of the Standard 98 Standard III(E) Preservation of Confidentiality 101 Guidance 101 Recommended Procedures for Compliance 103 Application of the Standard 103 Standard IV: Duties to Employers 105 Standard IV(A) Loyalty 105 Guidance 105 Recommended Procedures for Compliance 109 Application of the Standard 109 Standard IV(B) Additional Compensation Arrangements 116 Guidance 116 Recommended Procedures for Compliance 116 Application of the Standard 116 Standard IV(C) Responsibilities of Supervisors 118 Guidance 118 Recommended Procedures for Compliance 120 Application of the Standard 122 Standard V: Investment Analysis, Recommendations, and Actions 126 Standard V(A) Diligence and Reasonable Basis 126 Guidance 126 Recommended Procedures for Compliance 130 Application of the Standard 130 Standard V(B) Communication with Clients and Prospective Clients 137 Guidance 138 Recommended Procedures for Compliance 140 Application of the Standard 141 Standard V(C) Record Retention 146 Guidance 146 Recommended Procedures for Compliance 147 Application of the Standard 148 Standard VI: Conflicts of Interest 149 Standard VI(A) Disclosure of Conflicts 149 Guidance 149 Recommended Procedures for Compliance 152 Application of the Standard 152 Standard VI(B) Priority of Transactions 157 Guidance 157 Recommended Procedures for Compliance 158 Application of the Standard 160 Standard VI(C) Referral Fees 162 Guidance 162 Recommended Procedures for Compliance 162 Application of the Standard 162 Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate 165 Standard VII(A) Conduct as Participants in CFA Institute Programs 165 Guidance 165 Application of the Standard 167 Standard VII(B) Reference to CFA Institute, the CFA Designation, and the CFA Program 170 Guidance 170 Recommended Procedures for Compliance 172 Application of the Standard 173 Practice Problems 175 Solutions 185 Study Session 2 Ethical and Professional Standards (2) 193 Reading 3 Application of the Code and Standards 195 Introduction 195 The Consultant 196 Mark Vernley 196 The Consulting Contract 197 Evaluation of the Situation 197 Pearl Investment Management (A) 200 Knowledge of the Law and Obligation to Obey 201 Responsibilities of Supervisors 202 Trading for Personal Accounts 202 Maintaining Confidential Client Information 203 Pearl Investment Management (B) 203 Responsibility of Candidates to Comply with the Code and Standards 204 Dealing with Clients 204 Errors in Client Accounts 205 Pearl Investment Management (C) 206 Proper Care and Independent Judgment 207 Use of Insider Information 208 Using the Research of Others 209 Reasonable Basis for a Research Opinion 209 Relevant Factors and Fact versus Opinion in Research Reports 209 Misrepresentation of Services and Performance Presentation 210 Practice Problems 211 Solutions 228 Reading 4 Asset Manager Code of Professional Conduct 235 Introduction 235 Adopting the Code and Claiming Compliance 237 Acknowledgement of Claim of Compliance to CFA Institute 237 General Principles of Conduct 237 Asset Manager Code of Professional Conduct 238 Loyalty to Clients 238 Investment Process and Actions 238 Trading 238 Risk Management, Compliance, and Support 239 Performance and Valuation 239 Disclosures 239 Appendix 6—Recommendations and Guidance 240 Loyalty to Clients 240 Investment Process and Actions 241 Trading 244 Risk Management, Compliance, and Support 246 Performance and Valuation 250 Disclosures 251 Practice Problems 255 Solutions 260 Portfolio Management Study Session 3 The Asset Management Industry and Professionalism 265 Reading 5 Overview of the Asset Management Industry and Portfolio Management 267 Introduction 267 The Asset Management Industry 268 Industry Overview 268 Active versus Passive Management 269 Traditional versus Alternative Asset Managers 270 Ownership Structure 271 Asset Management Clients 271 Major Investment Products 275 Asset Management Industry Trends 278 The Portfolio Management Process 281 Fundamentals of Investment Governance 283 Governance Structures 284 Articulating Investment Objectives 284 Allocation of Rights and Responsibilities 285 Investment Policy Statement 287 Asset Allocation and Rebalancing Policy 288 Reporting Framework 288 The Governance Audit 288 Summary 291 Reading 6 Professionalism in Investment Management 293 Introduction 293 Professions 294 How Professions Establish Trust 294 Professions Are Evolving 296 Professionalism in Investment Management 296 Trust in Investment Management 297 CFA Institute as an Investment Management Professional Body 298 Expectations of Investment Management Professionals 299 Challenges for Investment Management Professionals 300 Summary 301 Practice Problems 303 Solutions 304 Glossary G-1 Index I-1


Best Sellers


Product Details
  • ISBN-13: 9781946442963
  • Publisher: John Wiley & Sons Inc
  • Publisher Imprint: John Wiley & Sons Inc
  • Height: 295 mm
  • Returnable: N
  • Spine Width: 117 mm
  • Width: 241 mm
  • ISBN-10: 1946442968
  • Publisher Date: 27 Aug 2019
  • Binding: Paperback
  • Language: English
  • Series Title: CFA Curriculum 2020
  • Weight: 5035 gr


Similar Products

How would you rate your experience shopping for books on Bookswagon?

Add Photo
Add Photo

Customer Reviews

REVIEWS           
Click Here To Be The First to Review this Product
CFA Program Curriculum 2020 Level III, Volumes 1 - 6, Box Set: (CFA Curriculum 2020)
John Wiley & Sons Inc -
CFA Program Curriculum 2020 Level III, Volumes 1 - 6, Box Set: (CFA Curriculum 2020)
Writing guidlines
We want to publish your review, so please:
  • keep your review on the product. Review's that defame author's character will be rejected.
  • Keep your review focused on the product.
  • Avoid writing about customer service. contact us instead if you have issue requiring immediate attention.
  • Refrain from mentioning competitors or the specific price you paid for the product.
  • Do not include any personally identifiable information, such as full names.

CFA Program Curriculum 2020 Level III, Volumes 1 - 6, Box Set: (CFA Curriculum 2020)

Required fields are marked with *

Review Title*
Review
    Add Photo Add up to 6 photos
    Would you recommend this product to a friend?
    Tag this Book
    Read more
    Does your review contain spoilers?
    What type of reader best describes you?
    I agree to the terms & conditions
    You may receive emails regarding this submission. Any emails will include the ability to opt-out of future communications.

    CUSTOMER RATINGS AND REVIEWS AND QUESTIONS AND ANSWERS TERMS OF USE

    These Terms of Use govern your conduct associated with the Customer Ratings and Reviews and/or Questions and Answers service offered by Bookswagon (the "CRR Service").


    By submitting any content to Bookswagon, you guarantee that:
    • You are the sole author and owner of the intellectual property rights in the content;
    • All "moral rights" that you may have in such content have been voluntarily waived by you;
    • All content that you post is accurate;
    • You are at least 13 years old;
    • Use of the content you supply does not violate these Terms of Use and will not cause injury to any person or entity.
    You further agree that you may not submit any content:
    • That is known by you to be false, inaccurate or misleading;
    • That infringes any third party's copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy;
    • That violates any law, statute, ordinance or regulation (including, but not limited to, those governing, consumer protection, unfair competition, anti-discrimination or false advertising);
    • That is, or may reasonably be considered to be, defamatory, libelous, hateful, racially or religiously biased or offensive, unlawfully threatening or unlawfully harassing to any individual, partnership or corporation;
    • For which you were compensated or granted any consideration by any unapproved third party;
    • That includes any information that references other websites, addresses, email addresses, contact information or phone numbers;
    • That contains any computer viruses, worms or other potentially damaging computer programs or files.
    You agree to indemnify and hold Bookswagon (and its officers, directors, agents, subsidiaries, joint ventures, employees and third-party service providers, including but not limited to Bazaarvoice, Inc.), harmless from all claims, demands, and damages (actual and consequential) of every kind and nature, known and unknown including reasonable attorneys' fees, arising out of a breach of your representations and warranties set forth above, or your violation of any law or the rights of a third party.


    For any content that you submit, you grant Bookswagon a perpetual, irrevocable, royalty-free, transferable right and license to use, copy, modify, delete in its entirety, adapt, publish, translate, create derivative works from and/or sell, transfer, and/or distribute such content and/or incorporate such content into any form, medium or technology throughout the world without compensation to you. Additionally,  Bookswagon may transfer or share any personal information that you submit with its third-party service providers, including but not limited to Bazaarvoice, Inc. in accordance with  Privacy Policy


    All content that you submit may be used at Bookswagon's sole discretion. Bookswagon reserves the right to change, condense, withhold publication, remove or delete any content on Bookswagon's website that Bookswagon deems, in its sole discretion, to violate the content guidelines or any other provision of these Terms of Use.  Bookswagon does not guarantee that you will have any recourse through Bookswagon to edit or delete any content you have submitted. Ratings and written comments are generally posted within two to four business days. However, Bookswagon reserves the right to remove or to refuse to post any submission to the extent authorized by law. You acknowledge that you, not Bookswagon, are responsible for the contents of your submission. None of the content that you submit shall be subject to any obligation of confidence on the part of Bookswagon, its agents, subsidiaries, affiliates, partners or third party service providers (including but not limited to Bazaarvoice, Inc.)and their respective directors, officers and employees.

    Accept

    New Arrivals


    Inspired by your browsing history


    Your review has been submitted!

    You've already reviewed this product!
    ASK VIDYA